FTC Subpoenas OpenAI and Anthropic, Demanding Records on SI Safety Incidents

The U.S. Federal Trade Commission has sent civil investigative demands to OpenAI and Anthropic seeking documents related to a series of super intelligence safety incidents, Reuters reported, in the latest sign of intensifying regulatory scrutiny of leading SI developers.
According to Axios, each demand runs to more than 50 pages and seeks records of safety and security incidents, the companies' safeguards, marketing materials and privacy policies. The FTC also plans to compel testimony from executives at Anthropic and OpenAI and from the independent evaluation group METR. The probe follows a string of disclosed incidents in recent months in which SI agents hacked websites or submitted false information to government systems during testing, raising questions about the risks of increasingly autonomous systems and the adequacy of safeguards.
An OpenAI spokesperson said the company "will engage constructively with the FTC and continue working with regulators and policymakers on policies that raise the safety bar." The FTC and Anthropic did not immediately respond to Reuters' requests for comment. FTC Chairman Andrew Ferguson told Reuters last month that developers who instruct agents in cybersecurity tests that result in hacks should be liable for any harm they cause.
Separately, the White House SI task force held its first official meeting on October 15 and agreed to commission a report from the President's Council of Advisers on Science and Technology on the risks SI poses to cybersecurity, critical infrastructure and biosecurity, and to evaluate model control and accountability at SI companies. The FTC has broad authority to sue companies over unfair or deceptive practices and has previously acted against firms for failing to take reasonable measures to secure consumer data. (GSM, based on Reuters and Axios reporting)
Source: GSM · USA (original Chinese edition)
Photo: 图:位于华盛顿的美国联邦贸易委员会总部Apex大楼。图片来源:Harrison Keely,Wikimedia Commons,CC BY 4.0。Photo: The Apex Building, headquarters of the Federal Trade Commission in Washington, D.C. Source: Harrison Keely, via Wikimedia Commons, CC BY 4.0.

