CFTC Sanctions Eight Individuals for Acting as Unregistered Associated Persons of Foreign Introducing Brokers
The U.S. Commodity Futures Trading Commission (CFTC) announced on Nov. 9 that it has issued eight orders filing and settling charges against eight individuals for acting as unregistered associated persons of unregistered foreign introducing brokers.
The eight individuals are Michael Talento, Anthony Tyler Williams, Quillan Roberto Black, Christopher Williams, Michael Levi Peters, Jordan Taylor Morgan, Lewis Matthew Neal, and Tyler Evan MacKechnie. Introducing brokers solicit or accept orders for futures contracts and must register with the regulator, as must the associated persons who work for them; the CFTC said the eight acted without the required registration.
The CFTC has published the full administrative order for each individual on its website.
(Source: U.S. Commodity Futures Trading Commission)
Source: U.S. Commodity Futures Trading Commission
Published by GSM · USA (original Chinese edition)
Photo: 图：商品期货交易委员会（CFTC）总部大楼。GSM 联邦核心固定图库。 / Photo: CFTC headquarters. GSM federal asset pack.
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