SEC Announces Enforcement Annual Results for Fiscal Year 2026

The U.S. Securities and Exchange Commission (SEC) on November 10 provided its enforcement results for fiscal year 2026, which ended September 30. Throughout the fiscal year, the SEC said, its Division of Enforcement remained focused on its fundamental responsibility of protecting investors and market integrity.
The annual results summarize the division's work over the past fiscal year; detailed action counts and monetary figures are set out in the commission's release.
(Source: U.S. Securities and Exchange Commission)
Source: U.S. Securities and Exchange Commission
Published by GSM · USA (original Chinese edition)
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